Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00156 | 01/18/2024 | Claimant(s): Robert Binkowski Claimant Lawyers(s): Chelsea Bauer Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-00296 | 07/24/2023 | Claimant(s): Glenn Siegel, Joy Siegel Claimant Lawyers(s): Christopher L. Lufrano Respondent(s): Lucia Securities Respondent Lawyers(s): Mike West Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL |  | Expungement |
| 21-00382 | 12/17/2021 | Claimant(s): Scot Fairchild Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV | ||
| 19-00241 | 03/20/2020 | Claimant(s): Ruth Forester Claimant Lawyers(s): Ruth Forester Respondent(s): Randall Karl, Lucia Securities Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | | $0 |
| 18-02167 | 12/13/2018 | Claimant(s): Raymond Lucia Claimant Lawyers(s): Robert Moses Respondent(s): Lucia Securities, Llc Respondent Lawyers(s): Viktoria Palermo CCO Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA |