23-02925 | 08/06/2024 | Claimant(s): Lawrence Napolitano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital., Parkland Securities Respondent Lawyers(s): Amir Tadjedin, Carol Wildermuth Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV
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24-00090 | 05/06/2024 | Claimant(s): VV Big Bear, VV Durango Claimant Lawyers(s): Joshua B. Kons Respondent(s): CrowdStreet Capital LLC, CrowdStreet. Respondent Lawyers(s): Gabrielle L. Gould Arbitrator(s): David S. Eisenberg, Brent Huntley, Harry Edward Hinderliter Hearing Site: Las Vegas, NV
| | $0 |
22-02466 | 12/11/2023 | Claimant(s): Cordia Swanson Claimant Lawyers(s): Cordia Swanson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Randy R. Maher, David L. Moran, Hugh James Anderson Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12504(a)(6)(B) |
23-00414 | 11/16/2023 | Claimant(s): Marc Kreisberger Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV
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23-00121 | 09/01/2023 | Claimant(s): James Small Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Royetta M. Jones, Walter Steven Schwartz, Nancy Lynn Boyd Hearing Site: Las Vegas, NV
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23-01049 | 08/21/2023 | Claimant(s): Robert Nanos Claimant Lawyers(s): Robert L. Nanos Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Edward A. Trabin Hearing Site: Las Vegas, NV
| | $25 |
22-01670 | 08/02/2023 | Claimant(s): Peter Corrick Claimant Lawyers(s): Matthew Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Fern M. Laethem Hearing Site: Las Vegas, NV
| | Expungement |
22-02990 | 07/25/2023 | Claimant(s): Adam Udy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Walter Steven Schwartz Hearing Site: Las Vegas, NV
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22-00164 | 05/05/2023 | Claimant(s): Steven Kurzet Claimant Lawyers(s): Scott A. Shanes Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Joseph Winter, Jay H. Feldstein, Richard Kent Mahrle Hearing Site: Las Vegas, NV
| | $0 |
23-00280 | 04/11/2023 | Claimant(s): Jeremy Keller Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV
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