| 23-00121 | 09/01/2023 | Claimant(s): James Small
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royetta M. Jones, Walter Steven Schwartz, Nancy Lynn Boyd
Hearing Site: Las Vegas, NV
| | |
| 16-03314 | 10/16/2017 | Claimant(s): Jacqueline Harrigan, Jacqueline Bose Harrigan Trust
Claimant Lawyers(s): Jacqueline Bose Harrigan
Respondent(s): Ricardo Cabrera, G.F. Investment Services
Respondent Lawyers(s): Alan L. Sachs, Geoffrey A. Frazier
Arbitrator(s): A. Joel Klein, Royetta M. Jones, Augusta Massey
Hearing Site: Las Vegas, NV
|  | Expungement |
| 10-01754 | 12/19/2013 | Claimant(s): Rita Cervoni, Vincent Cervoni
Claimant Lawyers(s): Howard Roitman
Respondent(s): Billy Wisdom, Wachovia Securities, Kevin Healy, William Brancato
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Laurel Littman Gothelf, George Frederick Garris, Royetta M. Jones
Hearing Site: Las Vegas, NV
| | Expungement |
| 06-04113 | 01/25/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Ken Bott
Respondent Lawyers(s): Aileen E. Cohen
Arbitrator(s): Steven A. Budin, Royetta M. Jones, Richard W. Pendleton
Hearing Site: Las Vegas, NV
| | |
