| 23-01411 | 05/16/2024 | Claimant(s): John Thomas
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
| | |
| 23-00910 | 11/28/2023 | Claimant(s): Christopher Hobart
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Stuart K. Furman, Alan Thomas Morgan, Alicia Mitchell-Mercer
Hearing Site: Charlotte, NC
| | |
| 22-00857 | 06/08/2023 | Claimant(s): Michael Ballard
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Concourse Financial Group Securities, In, G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager, Margaret M. Siller
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | |
| 21-00010 | 05/20/2022 | Claimant(s): Peter Dora, Peter D. Dora, on Behalf of His IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
|  | $107,725 |
| 21-02175 | 04/29/2022 | Claimant(s): Michael Neuenschwander
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
| | |
| 21-00899 | 10/12/2021 | Claimant(s): Mark Scordato
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Louis H Miron, Linda T. Pellegrino, Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | |
| 20-02640 | 05/28/2021 | Claimant(s): Andrew Costa
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | |
| 20-02543 | 03/24/2021 | Claimant(s): Christopher Conness
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | |
| 19-01085 | 07/02/2020 | Claimant(s): Barbara Burda, Richard Burda
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Julia Miller, Michael Allen, G.F. Investment Services
Respondent Lawyers(s): Joel Ewusiak, Kimberly A Koves, Michael Dennis Allen
Arbitrator(s): Darryl C. Wilson, David Schwartzberg, John Arthur Riherd
Hearing Site: Tampa, FL
| | Settlement |
| 16-03314 | 10/16/2017 | Claimant(s): Jacqueline Harrigan, Jacqueline Bose Harrigan Trust
Claimant Lawyers(s): Jacqueline Bose Harrigan
Respondent(s): Ricardo Cabrera, G.F. Investment Services
Respondent Lawyers(s): Alan L. Sachs, Geoffrey A. Frazier
Arbitrator(s): A. Joel Klein, Royetta M. Jones, Augusta Massey
Hearing Site: Las Vegas, NV
| | Expungement |
