| 23-02348 | 11/13/2024 | Claimant(s): Ciara Wohlgemuth
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
| | |
| 24-01289 | 11/11/2024 | Claimant(s): Evan Kluttz
Claimant Lawyers(s): Alex Kilmartin
Respondent(s): Dickinson & Co.
Respondent Lawyers(s): Barbara E. Bennett
Arbitrator(s): Stuart K. Furman
Hearing Site: Charlotte, NC
| | |
| 20-03701 | 10/04/2024 | Claimant(s): Perella Weinberg Partners
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Jason McCoy, Ken McCoy, Mission Coal Funding
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, Richard Merritt Langway
Hearing Site: Orlando, FL
|  | $626,250 |
| 23-01616 | 07/11/2024 | Claimant(s): Francesco Rappa, Rosa Rappa
Claimant Lawyers(s): William B. Young
Respondent(s): Intercarolina Financial Services.
Respondent Lawyers(s): Joseph E. Navolanic
Arbitrator(s): Stuart K. Furman
Hearing Site: Raleigh, NC
| | $18,600 |
| 22-02017 | 06/14/2024 | Claimant(s): Maria Torruella
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
| | |
| 22-02590 | 06/11/2024 | Claimant(s): Manuel Melendez
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Stuart K. Furman
Hearing Site: Boca Raton, FL
| | |
| 23-00961 | 02/23/2024 | Claimant(s): Federico Lopez Juarbe
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
| | |
| 23-00910 | 11/28/2023 | Claimant(s): Christopher Hobart
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Stuart K. Furman, Alan Thomas Morgan, Alicia Mitchell-Mercer
Hearing Site: Charlotte, NC
| | |
| 23-01573 | 11/27/2023 | Claimant(s): Joe Franklin
Claimant Lawyers(s): Bryan Ward
Respondent(s): LPL Financial LLC, Raymond James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek
Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover
Hearing Site: Nashville, TN
| | |
| 22-02610 | 11/21/2023 | Claimant(s): Haydee Delgado
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
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