| 23-02348 | 11/13/2024 | Claimant(s): Ciara Wohlgemuth
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
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| 23-01451 | 08/13/2024 | Claimant(s): Cody Taymore
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert J. Scafuri, Stephen D. Arkwright, Lynn Hirschfeld Brahin
Hearing Site: Detroit, MI
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| 23-01122 | 06/07/2024 | Claimant(s): William Straub
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
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| 22-01614 | 05/15/2024 | Claimant(s): Christopher Wienecke
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Yvette Cecilia Hatfield
Hearing Site: Baltimore, MD
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| 22-00430 | 05/13/2024 | Claimant(s): Mark Carter
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Dennis Poulos, Eric Deems, Gerard Rocchi, Mark Madgett, NYLife Securities LLC, Vincent Spaniolo
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Robert L. Altizer, Sandra Franklin, Mark Leslie Small
Hearing Site: Detroit, MI
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| 23-03294 | 05/06/2024 | Claimant(s): Kenny Johnson
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Terry M Lloyd, Gary G. Sackett, James Wilmer Barlow
Hearing Site: Salt Lake City, UT
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| 23-00552 | 04/03/2024 | Claimant(s): Matthew Jung
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: San Diego, CA
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| 23-01995 | 03/08/2024 | Claimant(s): Sameer Baig
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole Miller
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Charlotte, NC
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| 22-02917 | 03/07/2024 | Claimant(s): Michel White
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 23-02322 | 01/19/2024 | Claimant(s): Elisheva Defeo
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie Blickenstaff
Arbitrator(s): John Thomas Shaban, Edward S. Hill, Peter M Cosel
Hearing Site: Hartford, CT
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