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FINRA Awards for San Diego, CA

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Displaying 10 out of 379 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0078911/05/2024Claimant(s): Irma Elshafei
Claimant Lawyers(s): Irma Elshafei
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Randall B Christison
Hearing Site: San Diego, CA
Checkmark Icon$0
23-0322711/04/2024Claimant(s): Andres Matzner
Claimant Lawyers(s): Andres Matzner
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Samer N. Aref
Arbitrator(s): Barbara M. Zak, Katherine Jane Morris, William (Lee) Biddle
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12504(b)
24-0087809/24/2024Claimant(s): Monica Villarreal
Claimant Lawyers(s): Monica Daniela Villarreal
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): Katie Kimbrell
Arbitrator(s): Mitchell Lee Lathrop, Jason E. Murtagh, Cynthia Helene Cwik
Hearing Site: San Diego, CA
22-0149009/06/2024Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust
Claimant Lawyers(s): Adam Gana
Respondent(s): Ages Financial Services, Ltd.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird
Hearing Site: San Diego, CA
Checkmark Icon$1,148,130
23-0000809/03/2024Claimant(s): Leo Delancey, Scott Kimball
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): David Dahill, Realized Financial.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Cynthia Cashman Makin
Hearing Site: San Diego, CA
Checkmark IconExpungement
23-0303008/23/2024Claimant(s): Mark Rothstein
Claimant Lawyers(s): Tadeusz McMahon
Respondent(s): LPL Financial LLC, Independent Financial Group., Centaurus Financial.
Respondent Lawyers(s): Jon D. Kaplon, Michael J. Carey, Sarah J. Kreisman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
23-0293007/30/2024Claimant(s): Kevin McBarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
23-0205606/26/2024Claimant(s): John Loehr
Claimant Lawyers(s): Bentley P Stansbury
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
23-0180705/16/2024Claimant(s): Timothy Kenska
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
22-0163705/06/2024Claimant(s): Mindey Morrison
Claimant Lawyers(s): James J. Moylan
Respondent(s): Ivar Sorensen, Richard Vitale, The M & A Group LLC
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Mark R. Lee, Erik R. Siering, Ria Gost
Hearing Site: San Diego, CA

379 Results

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