| 24-00878 | 09/24/2024 | Claimant(s): Monica Villarreal
Claimant Lawyers(s): Monica Daniela Villarreal
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): Katie Kimbrell
Arbitrator(s): Mitchell Lee Lathrop, Jason E. Murtagh, Cynthia Helene Cwik
Hearing Site: San Diego, CA
| | |
| 22-01490 | 09/06/2024 | Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust
Claimant Lawyers(s): Adam Gana
Respondent(s): Ages Financial Services, Ltd.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird
Hearing Site: San Diego, CA
|  | $1,148,130 |
| 23-00008 | 09/03/2024 | Claimant(s): Leo Delancey, Scott Kimball
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): David Dahill, Realized Financial.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Cynthia Cashman Makin
Hearing Site: San Diego, CA
| | Expungement |
| 23-03030 | 08/23/2024 | Claimant(s): Mark Rothstein
Claimant Lawyers(s): Tadeusz McMahon
Respondent(s): LPL Financial LLC, Independent Financial Group., Centaurus Financial.
Respondent Lawyers(s): Jon D. Kaplon, Michael J. Carey, Sarah J. Kreisman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
| | |
| 23-02930 | 07/30/2024 | Claimant(s): Kevin McBarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 23-02056 | 06/26/2024 | Claimant(s): John Loehr
Claimant Lawyers(s): Bentley P Stansbury
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
| | |
| 23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 22-01637 | 05/06/2024 | Claimant(s): Mindey Morrison
Claimant Lawyers(s): James J. Moylan
Respondent(s): Ivar Sorensen, Richard Vitale, The M & A Group LLC
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Mark R. Lee, Erik R. Siering, Ria Gost
Hearing Site: San Diego, CA
| | |
| 23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin
Claimant Lawyers(s): Zachary S. Knoblock
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Jonathan L. French
Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney
Hearing Site: San Diego, CA
| | |
| 21-02824 | 04/12/2024 | Claimant(s): Charlie Meredith
Claimant Lawyers(s): David A. Welling
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): Mark R. Lee, Gene S. Evenskaas, Randall B Christison
Hearing Site: San Diego, CA
| | Expungement |
