| 20-00455 | 07/03/2024 | Claimant(s): Christina Aitchison, Thomas Aitchison, Christina S. Aitchison IRA Account, Thomas M. Aitchison IRA Account, TM & CS Aitchison 1998 Revocable Trust
Claimant Lawyers(s): Brandon S. Reif, Jon C. Furgison
Respondent(s): Morgan Stanley, Jim Stephenson, Nicholas Rogers
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Ralph A. Cotton, Peter H. Daly, Kevin Francis Woodall
Hearing Site: San Francisco, CA
|  | Expungement |
| 22-01637 | 05/06/2024 | Claimant(s): Mindey Morrison
Claimant Lawyers(s): James J. Moylan
Respondent(s): Ivar Sorensen, Richard Vitale, The M & A Group LLC
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Mark R. Lee, Erik R. Siering, Ria Gost
Hearing Site: San Diego, CA
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| 23-00009 | 09/13/2023 | Claimant(s): Brent Lee, Jennifer Donais
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Helen Marinak Blohm, Ramona V. Larson, Kathy A. Tatone
Hearing Site: Bismarck, ND
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| 20-03924 | 03/10/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Ryan Hyslop
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA
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| 21-00664 | 01/09/2023 | Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Chris Osborne, Curtis Peterson, Darren Pfefferman, David Bigler, David Lawrence, Morgan Stanley, Lisa Haygood, Nicholas Westendorf, Rachel Morman
Respondent Lawyers(s): Rachel Morman, Tracy L. Gerber
Arbitrator(s): Martin Jonathan Barrack, Jo-Ann C. Little, Janice L. Sperow
Hearing Site: San Diego, CA
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| 17-02822 | 01/25/2022 | Claimant(s): Jerome Kemper, Larry Grondahl, Peggy Monette, Clinton and Pamela Rasmussen, Gregory and Vickie Heller, Kenneth and Kristine Kuhn, Mark and Kari Kringen, Steven and Elaine Sinness, Connie E. Lee Living Trust
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner, Lebenthal & Co.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Herbert Liberman, P J Boylan, Ilene T. Gormly
Hearing Site: Bismarck, ND
| | Expungement |
| 19-03430 | 11/05/2020 | Claimant(s): Fred Wagner, Roger Dael, WBI Management LLC
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Andrew Gaber
Respondent Lawyers(s): Thomas Werge
Arbitrator(s): Ralph H. Martin, Donald Dreyfus, Ernst Janensch
Hearing Site: Phoenix, AZ
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| 14-02185 | 02/21/2019 | Claimant(s): Amir Hemmat, Christine Hirata, Clyde Hirata, Kyle Jung, Leon Mezistrano, Selma Hemmat, Sylvia Mezistrano, SY&L, Larry Jung, as Trustee of the Robert and
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): WMS Financial Planners.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Elizabeth Anne Moreno, John W. Garman, Peter J Cohen
Hearing Site: Los Angeles, CA
| | Expungement |
| 18-00094 | 02/13/2019 | Claimant(s): Bradley Glasman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 16-02914 | 01/08/2019 | Claimant(s): William and Henry Associates
Claimant Lawyers(s): John R. Loftus
Respondent(s): Anna Jacob, David Iannini
Respondent Lawyers(s): Brandon S. Reif, John R. Loftus
Arbitrator(s): Thomas Edward Wall, Michael M. Hachigian, Barry A. Fisher
Hearing Site: Los Angeles, CA
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