Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03430 | 11/05/2020 | Claimant(s): Fred Wagner, Roger Dael, WBI Management LLC Claimant Lawyers(s): Brandon S. Reif Respondent(s): Andrew Gaber Respondent Lawyers(s): Thomas Werge Arbitrator(s): Ralph H. Martin, Donald Dreyfus, Ernst Janensch Hearing Site: Phoenix, AZ | ||
| 18-04058 | 09/16/2019 | Claimant(s): John Cartolano Claimant Lawyers(s): Robert D. Mitchell Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Marcia A. Herrmann, Michael Kelley, Ernst Janensch Hearing Site: Phoenix, AZ | ||
| 17-01749 | 02/15/2019 | Claimant(s): Timothy Ruecker Claimant Lawyers(s): Henry M Stein Respondent(s): Jennifer Funke, Patrick Funke Respondent Lawyers(s): Charles M. Callahan Arbitrator(s): James M. Rapisarda, Donald Dreyfus, Ernst Janensch Hearing Site: Phoenix, AZ |