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FINRA Awards for James M. Rapisarda

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0174902/15/2019Claimant(s): Timothy Ruecker
Claimant Lawyers(s): Henry M Stein
Respondent(s): Jennifer Funke, Patrick Funke
Respondent Lawyers(s): Charles M. Callahan
Arbitrator(s): James M. Rapisarda, Donald Dreyfus, Ernst Janensch
Hearing Site: Phoenix, AZ
09-0571907/06/2011Claimant(s): Richard Delfs
Claimant Lawyers(s): Stephen M. Weiss
Respondent(s): Morgan Stanley & Co., Michael Tusan
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): James M. Rapisarda, Roger A. Geddes, Merton E. Marks
Hearing Site: Phoenix, AZ
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