Potomac Analytics' Logo

FINRA Awards for Morgan Stanley & Co.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 308 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0059811/07/2024Claimant(s): Arkadiusz Ploski
Claimant Lawyers(s): Arkadiusz Ploski
Respondent(s): Morgan Stanley & Co., E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
Checkmark Icon$3,768
23-0279309/26/2024Claimant(s): Peter Marshall
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lawrence Barbot
Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine
Hearing Site: New York, NY
23-0302007/15/2024Claimant(s): Jeffrey Klotz
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
21-0282404/12/2024Claimant(s): Charlie Meredith
Claimant Lawyers(s): David A. Welling
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): Mark R. Lee, Gene S. Evenskaas, Randall B Christison
Hearing Site: San Diego, CA
Checkmark IconExpungement
22-0073503/27/2024Claimant(s): Patrick McWalter
Claimant Lawyers(s): William Bean
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
23-0113403/08/2024Claimant(s): Robert Cohen
Claimant Lawyers(s): Robert David Cohen
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus
Hearing Site: New York, NY
23-0117502/13/2024Claimant(s): Ronan Cox
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Denise L. Quarles, Donald Davis Capelin, Evan Powell
Hearing Site: New York, NY
20-0301808/03/2023Claimant(s): Kevin Fay
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Joan M. Traub
Hearing Site: Jersey City, NJ
22-0205805/24/2023Claimant(s): Rodrigo Jolig
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Keely D. Parr, Kellisia Hazlewood, Rick Rutman
Hearing Site: New York, NY
22-0107201/20/2023Claimant(s): Jan Dyke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Michael F. Jordan
Hearing Site: Milwaukee, WI

308 Results

Display: