| 22-00735 | 03/27/2024 | Claimant(s): Patrick McWalter
Claimant Lawyers(s): William Bean
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 23-01134 | 03/08/2024 | Claimant(s): Robert Cohen
Claimant Lawyers(s): Robert David Cohen
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus
Hearing Site: New York, NY
| | |
| 23-00695 | 01/04/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Ted M. Rosen, Neil G. Gargiulo, Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 23-00396 | 12/01/2023 | Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Ted M. Rosen, Richard E. Castiglioni, Tychelle Dephroneicia McLaurin
Hearing Site: New York, NY
| | |
| 20-01388 | 07/21/2023 | Claimant(s): Gennadii Bilitch
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Ted M. Rosen, John Caracciolo, Joan Patricia Beck-Wall
Hearing Site: New York, NY
|  | $0 |
| 19-03326 | 04/28/2022 | Claimant(s): Amy Chan, Hing Chan
Claimant Lawyers(s): Paul Radvany
Respondent(s): Johnny Guan
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Ted M. Rosen, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
| | $97,187 |
| 21-01644 | 03/30/2022 | Claimant(s): Jason Kurchner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Ted M. Rosen
Hearing Site: Albany, NY
| | |
| 20-01971 | 06/15/2021 | Claimant(s): Weild & Co.
Claimant Lawyers(s): Elliott M. Kroll
Respondent(s): Tradesman Program Managers
Respondent Lawyers(s): Mitchell Schuster
Arbitrator(s): Ted M. Rosen, Paul J. Camilleri, Anthony Michael Sabino
Hearing Site: New York, NY
| | |
| 20-01944 | 04/05/2021 | Claimant(s): Paul Cooney
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Hapoalim Securities USA., Maxim Group LLC
Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 19-03108 | 08/24/2020 | Claimant(s): Alan Zee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
