| 23-00396 | 12/01/2023 | Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Ted M. Rosen, Richard E. Castiglioni, Tychelle Dephroneicia McLaurin
Hearing Site: New York, NY
| | |
| 20-00030 | 03/31/2023 | Claimant(s): Fran Rooney
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Alex Shtaynberger, James Ahern, John Coolong, Matthew Eitner, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Eva H. Posman, Paul Bennett Marrow, Clara Schwabe
Hearing Site: New York, NY
|  | $57,750 |
| 19-01192 | 12/21/2021 | Claimant(s): Ionia Bedrosian, Shari Turnbull
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Diana Ceylan, Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
| | Expungement |
| 20-01317 | 01/12/2021 | Claimant(s): Lori Sackler
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | |
| 18-03984 | 12/04/2020 | Claimant(s): Larry Schmalz, Robin Schmalz
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): David Spratt, Joseph Amato, Kujtim Lulani, Michael Castillero, Rocco Guidicipietro, Thomas Sullivan, Alexander Capital, L.P.
Respondent Lawyers(s): Lawrence R. Gelber, Scott Holcomb
Arbitrator(s): Royce Russell, Gerald M. Levine, Peter E. Gillespie
Hearing Site: New York, NY
| | Settlement |
| 18-02572 | 03/12/2020 | Claimant(s): David Saxe, Phyllis Saxe, Elana Jill Saxe-Incapaciated Person, Elana Jill Saxe SNI Trust
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Tracey Schusterman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Fred S. Pieroni, Sandra Gale Behrle, Daniel Robbins
Hearing Site: New York, NY
| | $152,674 |
| 19-01704 | 01/06/2020 | Claimant(s): Shi Zhou
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 17-01700 | 05/14/2018 | Claimant(s): Eugene Sessa
Claimant Lawyers(s): Lars Soreide
Respondent(s): Spencer Laufer, J.H. Darbie & Co..
Respondent Lawyers(s): Lawrence R. Gelber, Spencer David Laufer
Arbitrator(s): David P. Slater, Perry Earl Phillips, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $100,300 |
| 13-01699 | 07/21/2017 | Claimant(s): Gayle Aschenbrenner, Patricia Zvonik
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Chandra Cardinale, Reuven Enterprises Securities Division
Respondent Lawyers(s): Chandra Ann Cardinale, Pat Hassel
Arbitrator(s): David I. Goldblatt, Adelfa Ann Lugo, John Nino Brenkovich
Hearing Site: New York, NY
| | $1,581,530 |
| 15-02777 | 01/20/2017 | Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Alan Krim
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Mark R. Topper
Hearing Site: Jacksonville, FL
| | Expungement |
