| 13-01699 | 07/21/2017 | Claimant(s): Gayle Aschenbrenner, Patricia Zvonik
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Chandra Cardinale, Reuven Enterprises Securities Division
Respondent Lawyers(s): Chandra Ann Cardinale, Pat Hassel
Arbitrator(s): David I. Goldblatt, Adelfa Ann Lugo, John Nino Brenkovich
Hearing Site: New York, NY
|  | $1,581,530 |
| 16-02936 | 03/24/2017 | Claimant(s): Christopher Vasquez
Claimant Lawyers(s): Christopher Vasquez
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Sam Antar, John Nino Brenkovich, Regina Irena Arnold Mullen
Hearing Site: New York, NY
| | |
| 15-02431 | 12/23/2016 | Claimant(s): Scott Pagano
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Leslie Ruth Nydick, John Nino Brenkovich, Amy Kaplan Eckman
Hearing Site: New York, NY
| | |
| 13-00016 | 02/18/2015 | Claimant(s): Jay Lehman, Lawrence Monaldo, Sheldon Sevinor, David Cormier DDS Pension Plan, Northshore Oral Surgery Group PC, Plastic Surgery Services FBO: S. Sevinor
Claimant Lawyers(s): Dimitri Nemirovsky, Kevin D. Galbraith
Respondent(s): Jack Brimberg, Jay Tomlinson, William Lewis, Brimberg & Co., Monarch Capital Group
Respondent Lawyers(s): Allen C. Miller, Robert L. Herskovits, Thomas J. Fleming
Arbitrator(s): Hugh N. Fryer, Joel P. Mellis, John Nino Brenkovich
Hearing Site: New York, NY
| | $56,703 |
| 11-02381 | 04/04/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Todd Rubsamen
Respondent Lawyers(s): Todd Rubsamen
Arbitrator(s): Mitchell S. Friedman, John Nino Brenkovich, Richard Gee
Hearing Site: New York, NY
| | |
| 10-05731 | 03/15/2013 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Barney Greengrass
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Jack Friedman, Abigail J. Pessen, John Nino Brenkovich
Hearing Site: New York, NY
| | |
| 10-01208 | 02/23/2012 | Claimant(s): Stephen Hentschel
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Eastdil Secured, Wachovia Capital Markets, Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Sandra J. Mullings, John Nino Brenkovich, Marianne C. Hussey
Hearing Site: New York, NY
| | |
| 08-03963 | 01/28/2011 | Claimant(s): Ruth Paulsen by David Paulsen thr POA
Claimant Lawyers(s): Herbert Rubin
Respondent(s): Wachovia Securities, Evergreen Investment Services.
Respondent Lawyers(s): Joseph P. Pohl
Arbitrator(s): Allan E. Johnson, John Nino Brenkovich, Richard Gee
Hearing Site: New York, NY
| | $27,015 |
