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FINRA Awards for Adelfa Ann Lugo

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0169907/21/2017Claimant(s): Gayle Aschenbrenner, Patricia Zvonik
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Chandra Cardinale, Reuven Enterprises Securities Division
Respondent Lawyers(s): Chandra Ann Cardinale, Pat Hassel
Arbitrator(s): David I. Goldblatt, Adelfa Ann Lugo, John Nino Brenkovich
Hearing Site: New York, NY
Checkmark Icon$1,581,530
14-0040903/03/2016Claimant(s): Jacob Alpert
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Anthony Loman, Bernard Beal
Arbitrator(s): Ira S. Cure, Donald Raymond McNally, Adelfa Ann Lugo
Hearing Site: New York, NY
08-0064009/14/2009Claimant(s): Carol Dahl, Citicorp Investment Services/ Citigroup
Claimant Lawyers(s): David Butler
Respondent(s): Michael Miley
Respondent Lawyers(s): Ronald P. Labeck
Arbitrator(s): Zuhayr A. Moghrabi, Adelfa Ann Lugo, Jonathan P. Russell
Hearing Site: New York, NY
Expungement
08-0418807/31/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Carlos Martinez
Respondent Lawyers(s): Carlos Alberto Martinez
Arbitrator(s): Cheryl Feldman, Martin H. Zern, Adelfa Ann Lugo
Hearing Site: New York, NY

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