| 19-03526 | 06/16/2020 | Claimant(s): David Butler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Julie Marie Miller
Hearing Site: Little Rock, AR
| | |
| 08-00640 | 09/14/2009 | Claimant(s): Carol Dahl, Citicorp Investment Services/ Citigroup
Claimant Lawyers(s): David Butler
Respondent(s): Michael Miley
Respondent Lawyers(s): Ronald P. Labeck
Arbitrator(s): Zuhayr A. Moghrabi, Adelfa Ann Lugo, Jonathan P. Russell
Hearing Site: New York, NY
| | Expungement |
| 07-01450 | 03/23/2009 | Claimant(s): Joan Rockouski, Duane and Shirley A. Sanders
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Dennis Marlow
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): Billy Kwan, David Butler, Patricia Mary Vondra
Hearing Site: Denver, CO
|  | $60,000 |
| 07-03269 | 09/12/2008 | Claimant(s): Beatrice Kershenblatt
Claimant Lawyers(s): Beatrice B. Kershenblatt
Respondent(s): David Karp, A.G. Edwards & Sons.
Respondent Lawyers(s): David Butler
Arbitrator(s): Joseph R. Lally, Sean M. Sweeney, Allen M. Kerpan
Hearing Site: Philadelphia, PA
| | $0 |
| 06-05269 | 05/07/2008 | Claimant(s): Larry Graham
Claimant Lawyers(s): Michael D. Nosler
Respondent(s): Donny Hurwitz, Kenneth Shade, Robert Gioia, Terry Hamann, AFS Brokerage.
Respondent Lawyers(s): Donny Hurwitz, Kenneth E. Shade, Robert M. Gioia, Terry W. Hamann, Terry W. Hamman
Arbitrator(s): Roger T. Felthoven, Dominic Alecci, David Butler
Hearing Site: Denver, CO
| | |
