24-00794 | 11/27/2024 | Claimant(s): Richard Belline Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Robin-Renee Keys Arbitrator(s): Lynne M. Gomez Hearing Site: Little Rock, AR
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23-02195 | 03/13/2024 | Claimant(s): Sarah Dodd Claimant Lawyers(s): Sarah Brooke Dodd Respondent(s): Bobby Brown, Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng Hearing Site: Little Rock, AR
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22-01854 | 02/27/2024 | Claimant(s): Crews & Associates. Claimant Lawyers(s): Daniel H. Wirth Respondent(s): Billy Carty, Rush Harding, Carty & Company. Respondent Lawyers(s): Chris Lazarini, Peter Shults Arbitrator(s): Judith A. Payuk, Michael S. Yauch, Joseph Neal Richardson Hearing Site: Little Rock, AR
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23-00826 | 01/18/2024 | Claimant(s): Michael McGee Claimant Lawyers(s): Scott Holcomb Respondent(s): Investment Professionals. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Robert J. Gregory, Robert Sullivan Tyler, Terry Lynn Buffalo Hearing Site: Little Rock, AR
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23-00514 | 01/11/2024 | Claimant(s): Gregory Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jeffrey R. Jury Hearing Site: Little Rock, AR
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22-00748 | 07/21/2023 | Claimant(s): Myles Terry Claimant Lawyers(s): Myles Edward Terry Respondent(s): Carla Backus, Ameriprise Financial Services. Respondent Lawyers(s): Corye Backus, Edward A. Walton Arbitrator(s): Leah Murray Albert, Teresa A. Dunn, Brian James Tagtmeier Hearing Site: Little Rock, AR
| | $0 |
21-02116 | 05/03/2023 | Claimant(s): Matthew W. Nickerson, on behalf of IRA Claimant Lawyers(s): Kirk G Smith Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Lynne M. Gomez Hearing Site: Little Rock, AR
| | Expungement |
20-02796 | 02/02/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Vatsala Sahay Respondent(s): Raymond James Financial Services., Kent Rhoades Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Scott T. Clavenna, Kim L. Kirn, Julie Marie Miller Hearing Site: Little Rock, AR
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22-00493 | 11/07/2022 | Claimant(s): Brian Birkes Claimant Lawyers(s): Brian C. Birkes Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Maryanne M. Esser Hearing Site: Little Rock, AR
| | $4,371 |
21-01230 | 09/23/2022 | Claimant(s): Kathy Starks, Maxie Starks Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Little Rock, AR
| | Expungement |