23-02735 | 08/21/2024 | Claimant(s): Mark Kemp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-02768 | 08/09/2024 | Claimant(s): Francis Amsler, Marc Laborde Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-02972 | 08/09/2024 | Claimant(s): Keith Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc. Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-01743 | 04/30/2024 | Claimant(s): Francis Amsler, Marc Laborde Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Rockefeller Financial LLC Respondent Lawyers(s): William Fenrich Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-01341 | 02/14/2024 | Claimant(s): Champ Warren Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-00514 | 01/11/2024 | Claimant(s): Gregory Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jeffrey R. Jury Hearing Site: Little Rock, AR
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21-00972 | 06/29/2021 | Claimant(s): Donald Jackson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jeffrey R. Jury Hearing Site: Oklahoma City, OK
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20-03082 | 04/07/2021 | Claimant(s): Jason Hudson Claimant Lawyers(s): Joelle A. Simms Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Jeffrey R. Jury Hearing Site: Oklahoma City, OK
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18-01476 | 01/03/2020 | Claimant(s): Willie Mae Kalisek Claimant Lawyers(s): Jason E. Williams Respondent(s): Edward Jones, Ruben Hope Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): James A. Parker, Malcolm Edwin Whittaker, Jeffrey R. Jury Hearing Site: Houston, TX
| | $0 |
17-02117 | 06/04/2019 | Claimant(s): Estate of Emil William Holiner Claimant Lawyers(s): Jessica S. Taylor Respondent(s): Eric McIntyre, Gary Hartman Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Kathy R. Holler, Jeffrey R. Jury, Michael S. Yauch Hearing Site: Houston, TX
| | Expungement |