| 23-02735 | 08/21/2024 | Claimant(s): Mark Kemp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 23-01346 | 12/01/2023 | Claimant(s): Ryan Loynd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Coastal Equities.
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 22-02253 | 11/20/2023 | Claimant(s): Brian Stephens
Claimant Lawyers(s): Gary S. Kessler
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Judith Knudsen
Arbitrator(s): Michael Edward Watts, Robert C. Rice, Kevin Colby
Hearing Site: Houston, TX
| | |
| 22-00728 | 09/12/2023 | Claimant(s): Robert Cappiello
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Jacqueline R. Fox, Sherry R. Wetsch, Allan R. Lazor
Hearing Site: Houston, TX
|  | Expungement |
| 22-00202 | 04/25/2023 | Claimant(s): LaVonne Demuth
Claimant Lawyers(s): Paul D Gamez
Respondent(s): Brent Owens, Brooke Rockey, Dana Vietor, Daniel Hale, Kregg Rooze, Matthew Bahrenburg, Terry May, The Owens Family Trust
Respondent Lawyers(s): Andrew Shedlock, Gary S. Kessler
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Joseph Tim Keeling
Hearing Site: Des Moines, IA
| | Expungement |
| 21-00746 | 03/20/2023 | Claimant(s): Nancy Ellison, Thomas Ellison
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Gerald Hast, Titan Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Frances Johnson Wright, Patricia Ann Nolan, Anisha Kinra
Hearing Site: Dallas, TX
| | Expungement |
| 21-01067 | 03/15/2023 | Claimant(s): Christopher Hamby
Claimant Lawyers(s): Robert H Rex
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Brian James Tagtmeier, June Ann Mann, Phyllis Ann Diamond
Hearing Site: Houston, TX
| | Expungement |
| 21-01564 | 11/28/2022 | Claimant(s): Angela Quinn, Curtis Wilson, Gloria Lotz, Jeffrey Temeyer, Leonard Kobliska, Linda Wilson, Michael Decker, Rick Kayser, Sheila Fangman, Steve Lint, William Brandenburg, William Lotz, William Quinn
Claimant Lawyers(s): Gail Boliver
Respondent(s): Ashley Bolson, Dana Vietor, CFD Investments.
Respondent Lawyers(s): Andrew R. Shedlock, Gary S. Kessler
Arbitrator(s): Steven C. Despotovich, Charles A. Palmer, Peter C Hildreth
Hearing Site: Des Moines, IA
| | $5,702,980 |
| 20-03966 | 08/11/2022 | Claimant(s): Carol Howard
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Titan Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Robert M Stein, Elwood C. Avery, Stephany Adriene Watson
Hearing Site: Seattle, WA
| | Expungement |
| 19-00603 | 12/30/2021 | Claimant(s): Philip Sims, Philip D. Sims IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Thomas A. Martin, Jack Chapline Vaughan, Camille Morris Tankersley
Hearing Site: Houston, TX
| | Expungement |
