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FINRA Awards for Meghan L. McElligott

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0197405/30/2023Claimant(s): Betty Sprague, Eric Orkin
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Triad Advisors LLC, Lion Street Financial
Respondent Lawyers(s): Gerry Kowalski, Kathy M. Klock
Arbitrator(s): Edward W. Morris, Howard N. Gorney, Sean Michalski
Hearing Site: Manchester, NH
Checkmark IconExpungement
21-0074603/20/2023Claimant(s): Nancy Ellison, Thomas Ellison
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Gerald Hast, Titan Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Frances Johnson Wright, Patricia Ann Nolan, Anisha Kinra
Hearing Site: Dallas, TX
Checkmark IconExpungement
22-0037201/13/2023Claimant(s): Allan Norris, Carol Norris, The Carol D. Norris Estate Planning
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Richard W. Dissen
Hearing Site: Columbus, OH
Checkmark IconExpungement

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