Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00505 | 09/27/2024 | Claimant(s): Anthony Slaybaugh Claimant Lawyers(s): Alexander Padla Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael Arnold Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 23-01281 | 07/26/2024 | Claimant(s): John Loyd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 22-02808 | 07/01/2024 | Claimant(s): Michael Huttner Claimant Lawyers(s): David Allen Respondent(s): Young America Capital Respondent Lawyers(s): Maxim Nowak Arbitrator(s): Frances Johnson Wright, Donald Salcito, Kyu H. Kim Hearing Site: Denver, CO | ||
| 23-02799 | 05/22/2024 | Claimant(s): Marilyn Zehntner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rhodes Securities. Respondent Lawyers(s): Gordon Rhodes Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-02803 | 04/03/2024 | Claimant(s): Leslie Rosenblatt Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): WFG Investments. Respondent Lawyers(s): David Williams Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-02512 | 03/01/2024 | Claimant(s): Michael Mcgregor Claimant Lawyers(s): Harris Freedman Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Randall Wilbanks Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 23-01373 | 12/29/2023 | Claimant(s): Jason Hill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan Gless Arbitrator(s): Frances Johnson Wright Hearing Site: Oklahoma City, OK | ||
| 23-01128 | 12/13/2023 | Claimant(s): Mark Durham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kidder, Peabody & Co.orporated, UBS Financial Services Inc. Respondent Lawyers(s): Corporate Office, John Murphy Esq. Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 22-02920 | 10/20/2023 | Claimant(s): Shailesh Negandhi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 22-02320 | 03/24/2023 | Claimant(s): Timothy Kneen Claimant Lawyers(s): James P Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |