| 22-02808 | 07/01/2024 | Claimant(s): Michael Huttner
Claimant Lawyers(s): David Allen
Respondent(s): Young America Capital
Respondent Lawyers(s): Maxim Nowak
Arbitrator(s): Frances Johnson Wright, Donald Salcito, Kyu H. Kim
Hearing Site: Denver, CO
| | |
| 16-01469 | 06/15/2017 | Claimant(s): David Allen
Claimant Lawyers(s): David Arthur Allen
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard J. Stiefel, Daniel Robbins, Joan Marie Chiusano
Hearing Site: New York, NY
| | |
| 15-02744 | 03/22/2017 | Claimant(s): Bernard Revocable Living Trust
Claimant Lawyers(s): Mary Cate Cicero
Respondent(s): Cesar Rodriguez, David Allen, Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Cesar Rodriguez, David Allen, Michael Todd Clements, Michael Clements, CCO
Arbitrator(s): Lawrence R. Commers, Michael Allen Meixner, Robert Meredith Altman-Segal
Hearing Site: Minneapolis, MN
|  | $250,180 |
| 12-01545 | 09/21/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Allen
Respondent Lawyers(s): David L. Allen
Arbitrator(s): Peter D. Brennan
Hearing Site: San Diego, CA
| | |
| 10-04979 | 11/28/2011 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): David Allen
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
| | |
