| 23-03384 | 09/03/2024 | Claimant(s): Kenneth Grover
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Wells Fargo Securities
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Paul E. Dahlman, Eric Gad Forster, Richard Mathew Greenspan
Hearing Site: Salt Lake City, UT
|  | $0 |
| 23-01628 | 06/07/2024 | Claimant(s): George Koutsos, Alma Industries Inc., GJK Group
Claimant Lawyers(s): Richard Diorio
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Lawrence Burke
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Michael Jaffe, Ronald Harris Kisner, Gregg Lance Zeoli
Hearing Site: New York, NY
| | $0 |
| 23-00211 | 05/01/2024 | Claimant(s): Christina Ludvigsen, Christina Ludvigsen IRA (1107), Christina Ludvigsen IRA (3283)
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Frank Wu, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan N. Taffet, Edmund Siejka, John Franklin Udochi
Hearing Site: New York, NY
| | $7,440 |
| 23-01609 | 03/22/2024 | Claimant(s): Dawne Ferland
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Barry Goldman, Kyle E Higgason, John G Banner
Hearing Site: Cincinnati, OH
| | |
| 23-01086 | 12/07/2023 | Claimant(s): Philip Arnheiter
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Morgan Stanley DW Inc., Wells Fargo Advisors Financial Network, Oppenheimer & Co..
Respondent Lawyers(s): Andrew Joyce, Deirdre Wolff, William H. Badinelli
Arbitrator(s): Kenneth J. Horowitz, Jeffrey Zuckerman, Robert Andrew Sollazzo
Hearing Site: Jersey City, NJ
| | |
| 23-01251 | 11/17/2023 | Claimant(s): Benjamin Marcano
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc.
Respondent Lawyers(s): Deirdre Wolff, John Murphy
Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris
Hearing Site: New York, NY
| | |
| 23-00249 | 06/27/2023 | Claimant(s): Brian Demere
Claimant Lawyers(s): Brian Bennett Demere
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Edwin J. Buckley
Hearing Site: Atlanta, GA
| | $2,102 |
| 22-02007 | 06/14/2023 | Claimant(s): David Hammer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jeffrey Alan Helewitz, William Travis, Kevin K Walsh
Hearing Site: Jersey City, NJ
| | |
| 22-00921 | 05/15/2023 | Claimant(s): John Holly
Claimant Lawyers(s): Samantha Pastor
Respondent(s): JWGenesis Securities., Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff, Paul Sankovich
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
| | |
| 22-01470 | 05/10/2023 | Claimant(s): Jordan Varela
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: San Diego, CA
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