| 23-01609 | 03/22/2024 | Claimant(s): Dawne Ferland
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Barry Goldman, Kyle E Higgason, John G Banner
Hearing Site: Cincinnati, OH
| | |
| 18-02192 | 03/27/2019 | Claimant(s): David Netkin
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Morgan Stanley DW Inc., Atlantic Group Securities.
Respondent Lawyers(s): Abigail D. Elrod, John Sabo
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
| | |
| 11-04481 | 11/06/2013 | Claimant(s): Philip Evans
Claimant Lawyers(s): Phillip Evans
Respondent(s): Jeffrey Rachlin, Mark Kaplowitz, Alternative Wealth Strategies.
Respondent Lawyers(s): Jeffrey Rachlin, Louis H. Miron, Mark Kaplowitz
Arbitrator(s): Joan M. Traub, Ariel Berschadsky, Paul G. Garjian
Hearing Site: Newark, NJ
|  | $135,000 |
| 10-05307 | 11/23/2011 | Claimant(s): Thomas Frothingham
Claimant Lawyers(s): Louis H. Miron
Respondent(s): James Conlin, Kabrik Trading LLC
Respondent Lawyers(s): James Conlin
Arbitrator(s): Harold Webb
Hearing Site: New York, NY
| | |
| 10-02011 | 09/23/2011 | Claimant(s): Stanley Fela
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Thomas Caprio
Respondent Lawyers(s): Richard DeVita
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | Expungement |
| 08-00648 | 12/11/2009 | Claimant(s): Augustus Capers, Gertrude Capers
Claimant Lawyers(s): Gertrude H. Capers
Respondent(s): Quest Capital Strategies., Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Louis H. Miron
Arbitrator(s): Kip C. Lubcke, Margaret Leggett Tarver, Chris H. Naum
Hearing Site: Newark, NJ
| | $0 |
