Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03018 | 08/03/2023 | Claimant(s): Kevin Fay Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 19-02611 | 12/23/2022 | Claimant(s): Robert Dunn Claimant Lawyers(s): Mitchell G. Mandell Respondent(s): Eric Yamin Respondent Lawyers(s): David E. Robbins Arbitrator(s): Joan M. Traub, David Francis MacNair, Ronald Harris Kisner Hearing Site: New York, NY | ||
| 20-02412 | 10/21/2022 | Claimant(s): Richard Vincent Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 21-01781 | 02/18/2022 | Claimant(s): Donald Albach Claimant Lawyers(s): Stephan Louviere Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 21-00999 | 12/21/2021 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David F. Feldstein Arbitrator(s): Martin Jay Siegel, Joan M. Traub, Paul Allan Massaro Hearing Site: Jersey City, NJ | ||
| 21-00901 | 12/03/2021 | Claimant(s): David Bindelglass Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 21-00920 | 12/02/2021 | Claimant(s): Chunyen Wang Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 20-04071 | 11/24/2021 | Claimant(s): Alexander Cohen Claimant Lawyers(s): Steven I. Adler Respondent(s): Prudential Investment Mgmt Services LLC Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Michael H DuBoff, Joan M. Traub, Pavlos Papageorgiou Hearing Site: New York, NY | ||
| 20-02726 | 09/20/2021 | Claimant(s): Roger Camp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 21-00572 | 08/09/2021 | Claimant(s): Joel Konigsberg Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Joan M. Traub Hearing Site: New York, NY |