Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02872 | 04/12/2024 | Claimant(s): David Peyser Claimant Lawyers(s): Stephan Louviere Respondent(s): PNC Investments Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 23-02041 | 03/28/2024 | Claimant(s): John Parmigiani Claimant Lawyers(s): Irwin Weltz Respondent(s): Allied Millennial Partners Respondent Lawyers(s): Kay Johnson Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 23-01241 | 02/14/2024 | Claimant(s): Joseph Petrillo Claimant Lawyers(s): Kathleen Patchel Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 23-01464 | 12/28/2023 | Claimant(s): Arthur Grossbard Claimant Lawyers(s): Everett Pritchard Respondent(s): OSAIC Wealth Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 22-02297 | 06/01/2023 | Claimant(s): Charles Failla Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates., R.D. White & Co.. Respondent Lawyers(s): Gianluca Morello, Louis Pagano Arbitrator(s): Michael H DuBoff, Jay Alan Kranis, Joanne Basso Mack Hearing Site: New York, NY | ||
| 22-01454 | 03/24/2023 | Claimant(s): Todd Sacks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 22-01681 | 01/19/2023 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Brian Wurdemann Respondent Lawyers(s): Brian M. Wurdemann Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 22-00426 | 09/28/2022 | Claimant(s): Gregory Giardino Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Triad Advisors LLC Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 21-01011 | 07/15/2022 | Claimant(s): Ravshan Rakhmanov Claimant Lawyers(s): Christopher D. Warren Respondent(s): TD Ameritrade. Respondent Lawyers(s): Andrew J. Melnick Arbitrator(s): Michael H DuBoff, David S. Billet, Vanessa Lynn Van Brunt Hearing Site: New York, NY |  | $0 |
| 20-04071 | 11/24/2021 | Claimant(s): Alexander Cohen Claimant Lawyers(s): Steven I. Adler Respondent(s): Prudential Investment Mgmt Services LLC Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Michael H DuBoff, Joan M. Traub, Pavlos Papageorgiou Hearing Site: New York, NY |