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FINRA Awards for Brian M. Wurdemann

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0168101/19/2023Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): Brian Wurdemann
Respondent Lawyers(s): Brian M. Wurdemann
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
18-0375402/19/2020Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
Checkmark Icon$175,000

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