| 18-03754 | 02/19/2020 | Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
|  | $175,000 |
| 17-00760 | 10/13/2017 | Claimant(s): Richard Lafferty
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
| | |
| 16-01431 | 07/07/2017 | Claimant(s): Bonnie Caris, Stanley Caris
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Jason Watson
Respondent Lawyers(s): Jason R. Watson
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
| | Expungement |
| 16-01974 | 03/06/2017 | Claimant(s): Hope Olenyik
Claimant Lawyers(s): Kenneth A Olenyik
Respondent(s): Jon Stankovich, Joseph Ganun
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
| | $0 |
| 13-00125 | 03/14/2014 | Claimant(s): Cheraldine Oliver, Joseph Mucerino, THE CHERALDINE OLIVER LIVING TRUST, THE JOSEPH MUCERNO LIVING TRUST
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Citigroup Global Markets., Mark Lichtenfeld
Respondent Lawyers(s): Susan E. Mulholland
Arbitrator(s): Philip Levine, Kenneth J. Horowitz, Marilyn Chin
Hearing Site: Newark, NJ
| | Expungement |
| 12-00752 | 05/01/2013 | Claimant(s): Michael Freeman
Claimant Lawyers(s): Michael Edgar Freeman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Philip Levine, David Marcus, Peter L. Michaelson
Hearing Site: Newark, NJ
| | |
| 10-03327 | 02/14/2011 | Claimant(s): Gina Dipietro
Claimant Lawyers(s): Gina M DIPietro
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
| | |
