| 17-01934 | 09/07/2018 | Claimant(s): Courtia Worth, Pamela Graft Revocable Trust, Yellow Rose of Texas Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Linda J. Baer, Arthur Neil Tolciss, Richard Gee
Hearing Site: New York, NY
|  | Expungement |
| 16-01431 | 07/07/2017 | Claimant(s): Bonnie Caris, Stanley Caris
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Jason Watson
Respondent Lawyers(s): Jason R. Watson
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
| | Expungement |
| 15-03485 | 06/05/2017 | Claimant(s): Alicia Mapes, Gordon Mapes, Gordon M. Mapes and Alicia K. Mapes Livi
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Ryan Bowers
Respondent Lawyers(s): Vincent D. Slavens
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Kevin K. Forrester
Hearing Site: San Diego, CA
| | $0 |
| 15-03376 | 10/31/2016 | Claimant(s): Kevin Meyer
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Michael T. West
Arbitrator(s): Mark R. Lee, Katherine Jane Morris, Steven A. Fox
Hearing Site: San Diego, CA
| | |
| 15-00193 | 02/25/2016 | Claimant(s): Robert Wagner, Vicki Wagner
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Henry Kulig, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Daniel R. Formeller, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | $70,333 |
| 11-03358 | 02/12/2014 | Claimant(s): Mariam Nigohosian
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Philip M. Mandel, Joseph B. Russell, Sandra Gale Behrle
Hearing Site: New York, NY
| | $0 |
| 12-03175 | 12/10/2013 | Claimant(s): Walter Schild
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley, Constance Ellen Boukidis, Owen Frances
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03403 | 12/06/2013 | Claimant(s): William Ayers
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): James Clarke, Philip Weyhe
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Linda T. Pellegrino, Robert J. McDonnell, Gregory Stuart Berke
Hearing Site: Newark, NJ
| | $0 |
| 10-05642 | 09/04/2013 | Claimant(s): Adindu Nwachuku, Charter Oak Wealth Management Group LLCorate Retirement Group
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Curt Christensen, Eric Schulman, Thomas Colbert, ING Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Samuel H. Chorches, Kenneth Dymond, James J. Gadarowski
Hearing Site: Hartford, CT
| | |
| 11-03008 | 09/20/2012 | Claimant(s): Karen Winston TTEE Winston Living Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Robert W. Vernon, Louis R. Eglash, CathyLyn Rossi
Hearing Site: Los Angeles, CA
| | Expungement |
