| 11-03347 | 11/19/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Audrey Kuwabara, Jamie Bennett, Michael Ning, Phillip Rodriguez, Arque Capital, LTD
Respondent Lawyers(s): Jared R.B. Hutton, Shirley Hayton
Arbitrator(s): John E. Ohashi, CathyLyn Rossi, Pamela Jane Koslow
Hearing Site: Los Angeles, CA
|  | Expungement |
| 11-02468 | 06/16/2014 | Claimant(s): Pauline Allen, Pauline W. Allen Revocable Trust U/A 1/1
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Financial West Group, Edward Wentzheimer, UBS Financial Services Inc., M. Krasny, Marc Adelman, Mark Lewis
Respondent Lawyers(s): Amy B. Bard, Brent A. Burns, Ryan Probstfeld
Arbitrator(s): Michael G. Clark, CathyLyn Rossi, Robert C. Albini
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03008 | 09/20/2012 | Claimant(s): Karen Winston TTEE Winston Living Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Robert W. Vernon, Louis R. Eglash, CathyLyn Rossi
Hearing Site: Los Angeles, CA
| | Expungement |
| 06-03882 | 11/30/2007 | Claimant(s): Francis Filosa
Claimant Lawyers(s): Francis R. Filosa
Respondent(s): Alan Avedissian, Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): CathyLyn Rossi, William Marlin Turner, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
| | $0 |
