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FINRA Awards for Shirley Hayton

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0334711/19/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Audrey Kuwabara, Jamie Bennett, Michael Ning, Phillip Rodriguez, Arque Capital, LTD
Respondent Lawyers(s): Jared R.B. Hutton, Shirley Hayton
Arbitrator(s): John E. Ohashi, CathyLyn Rossi, Pamela Jane Koslow
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0169507/29/2013Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): John Lindsey
Respondent Lawyers(s): Shirley Hayton
Arbitrator(s): Robert D. Sussin, Efren Cleofe, Herbert Murez
Hearing Site: Los Angeles, CA
09-0360206/01/2012Claimant(s): Janet Garcie, Sharon Grosskopf, Walter Grosskopf, The Janet K. Garcie Revocable Trust, The Walter and Sharon Grosskopf Trust
Claimant Lawyers(s): Janet Garcie, Walter & Sharon Grosskopf
Respondent(s): Audrey Kuwabara, James Nagle, Michael Ning, Arque Capital, Ltd.
Respondent Lawyers(s): Jared R.B. Hutton, Shirley Hayton
Arbitrator(s): Mandel E. Himelstein, Kevin K. Forrester, D. Brad Callen
Hearing Site: San Diego, CA
Checkmark Icon$0

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