22-01942 | 04/09/2024 | Claimant(s): John Enderle, Marguerite Enderle, Nicholas Salerno Claimant Lawyers(s): Joshua Kons Respondent(s): Michael Dworetsky, Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Steven R. Rolnick, John J. Mager, Patrick Leo Kennedy Hearing Site: Hartford, CT
| | Dismissed by Rule 12206 |
23-01326 | 12/20/2023 | Claimant(s): Gareth Evans Claimant Lawyers(s): William Bean Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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22-01908 | 11/06/2023 | Claimant(s): Janice Mecca, Laurence Brown, Robert Mecca, Brown Family Maintenance Trust, Brown Revocable Trust, Donald M Brown Income Provider Trust Claimant Lawyers(s): Scott L. Silver Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Andrea J. Goldman, Peter M Cosel, Stephen James McLaughlin Hearing Site: Boston, MA
| | $246,114 |
22-01761 | 09/15/2023 | Claimant(s): The Reed Family Trust Claimant Lawyers(s): Jorge Altamirano Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH
| | $0 |
22-01905 | 07/14/2023 | Claimant(s): Emilio Disanluciano Claimant Lawyers(s): Joshua A. Katz Respondent(s): J. P. Turner & Company LLC, Felix Investments LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): David Feldstein, Gail Fanelli, John V. Bivona Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY
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21-01584 | 04/06/2023 | Claimant(s): Peal Partners, Ltd., Stanley Peal Irrevocable Trust Claimant Lawyers(s): Russell L. Forkey Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anastasia B. Wohar Arbitrator(s): Nancy J. Cliff, Will Murphy, Alisa Matire Hearing Site: Boca Raton, FL
| | Expungement |
22-00003 | 10/07/2022 | Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
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20-04126 | 08/16/2022 | Claimant(s): Maria Fernbach Claimant Lawyers(s): Stuart D. Meissner Respondent(s): Charles Schwab & Co.., Pinnacle Associates, Ltd. Respondent Lawyers(s): Gilbert R. Serota, James Nealon Arbitrator(s): Paul C. Kurland, Kevin F. Cuddihy, Kenneth Brown Hearing Site: New York, NY
| | $1,177,150 |
21-02412 | 07/28/2022 | Claimant(s): Siddarth Reddy Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Halcyon Cabot Partners, Ltd. Respondent Lawyers(s): Michael S. Segal Arbitrator(s): Dora M. Lassinger, Howard D. Jacob, Margarita Echevarria Hearing Site: New York, NY
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20-00065 | 03/17/2022 | Claimant(s): Alice Warsinske, Christopher Morris, Daryl Morris, Peter Warsinske, Sidney Warsinke, Nancy Ketchum Warsinske Trust Claimant Lawyers(s): Alan L. Rosca Respondent(s): Gregory Berlacher, Emerging Growth Equities, Ltd. Respondent Lawyers(s): Joseph Dever Arbitrator(s): Thomas Benjamin Salzer, David F. Griesing, Peter George Erdely Hearing Site: Philadelphia, PA
| | $0 |