| 21-01584 | 04/06/2023 | Claimant(s): Peal Partners, Ltd., Stanley Peal Irrevocable Trust
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anastasia B. Wohar
Arbitrator(s): Nancy J. Cliff, Will Murphy, Alisa Matire
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-01525 | 05/14/2018 | Claimant(s): Elma McKenzie, Elma D. McKenzie IRA
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Karl Foust, HD Vest Advisory Services., HD Vest Investment Services
Respondent Lawyers(s): Eric J. Dec, Neil S. Baritz
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | $0 |
| 16-03181 | 01/29/2018 | Claimant(s): Emanuel De Oliveira, Francys De Oliveira
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Garcia
Respondent Lawyers(s): Russell L. Forkey
Arbitrator(s): Joseph Benalt, Peter A. Roche, Ivy Robin Ginsberg
Hearing Site: Miami, FL
| | $0 |
| 15-02896 | 01/04/2017 | Claimant(s): Stanley Kebe
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): David Horonzy, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E.. Cohen
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00751 | 06/08/2016 | Claimant(s): Wendy Glick
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Morgan Stanley, Scott Drayer
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Monroe Mitchel, Bruce K. Isenberg, Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 13-01544 | 01/29/2015 | Claimant(s): Mary Steinlauf
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Fidelity Brokerage Services LLC, S. Scott Lain, Wendy Liebowitz
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edwin D. Sherman, Mark R. Topper, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 11-04203 | 04/18/2013 | Claimant(s): Sharon Dunning
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Michael Myers
Respondent Lawyers(s): William A. Bryan
Arbitrator(s): Richard E. Miley
Hearing Site: Columbia, SC
| | Expungement |
| 11-03192 | 04/20/2012 | Claimant(s): Francisco de Assis Cabral, Miriam Cabral
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Flavio Hojda, Safra Securities
Respondent Lawyers(s): Lauren S. McGoey
Arbitrator(s): David M. Levine
Hearing Site: Miami, FL
| | Expungement |
| 10-03737 | 11/07/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Jeffrey Seltzer, Ken Cerruto
Respondent Lawyers(s): Ronald Shindler, Russell L. Forkey
Arbitrator(s): Bruce K. Isenberg, Thomas R. Noonan, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 08-01566 | 05/23/2011 | Claimant(s): Frank Rodriguez, Susan Rodriguez, Frank/Susan Rodriguez for Alexandra, et.
Claimant Lawyers(s): David Chacin, Frank Rodriguez
Respondent(s): Kenneth Brown, K.W. Brown Investments, Wendy Brown
Respondent Lawyers(s): Mark David Hunter, Michael S. Hill, Russell L. Forkey
Arbitrator(s): Donald M. Homer, Michael J. Quarequio, Robert M. Schwedel
Hearing Site: Boca Raton, FL
| | $520,353 |
