17-00770 | 08/28/2019 | Claimant(s): Kessev Tov LLC Claimant Lawyers(s): David W. Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): David Luger Arbitrator(s): Mark R. Topper, Mitchel Weiss, Anthony Ruben Hearing Site: Orlando, FL
| | $0 |
16-00810 | 07/11/2017 | Claimant(s): William Mixson Claimant Lawyers(s): William Mixson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michelle Wilder Respondent Lawyers(s): Beecher A. Larson, Bruce W. Day Arbitrator(s): Mark R. Topper Hearing Site: Orlando, FL
| | $0 |
16-00036 | 05/17/2017 | Claimant(s): Richard Patterson, Richard Patterson Rev Liv Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Ron Pekoe, Mark R. Topper, Stuart K. Furman Hearing Site: Orlando, FL
| | Expungement |
15-01280 | 03/09/2017 | Claimant(s): Michael Montalvo Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Mark R. Topper, Thomas Roe Oldt, Ronald Charles Waters Hearing Site: Orlando, FL
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15-02777 | 01/20/2017 | Claimant(s): Donnie Pate Claimant Lawyers(s): Hilton Wiener Respondent(s): Alan Krim Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Mark R. Topper Hearing Site: Jacksonville, FL
| | Expungement |
14-00929 | 05/17/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Chadwick Hargis Respondent Lawyers(s): Chadwick Lynn Hargis Arbitrator(s): Mark R. Topper Hearing Site: Orlando, FL
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15-00180 | 04/07/2016 | Claimant(s): Donnie Pate Claimant Lawyers(s): Hilton Wiener Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter Hearing Site: Jacksonville, FL
| | $300 |
13-01544 | 01/29/2015 | Claimant(s): Mary Steinlauf Claimant Lawyers(s): Russell L. Forkey Respondent(s): Fidelity Brokerage Services LLC, S. Scott Lain, Wendy Liebowitz Respondent Lawyers(s): John Starnes Arbitrator(s): Edwin D. Sherman, Mark R. Topper, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | $0 |
13-02281 | 10/08/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory Tendrich Respondent(s): James Tully Respondent Lawyers(s): James Tully Arbitrator(s): Mark R. Topper Hearing Site: Orlando, FL
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13-03482 | 09/18/2014 | Claimant(s): Gerald Kreimeyer, Gerald K. Kreimeyer, IRA Claimant Lawyers(s): Keith L. Griffin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Mark R. Topper, Thomas Joseph Atkinson, Anthony Richard Sanchez Hearing Site: Orlando, FL
| | Expungement |