Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01087 | 08/27/2024 | Claimant(s): Scott Berenson Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sara Soto Arbitrator(s): Nancy J. Cliff, Richard Kuper, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL |  | Expungement |
| 23-01396 | 06/05/2024 | Claimant(s): Charles L. Roberts Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | | Expungement |
| 23-00420 | 04/24/2024 | Claimant(s): Leonid Krimotat, Sima Bergelson Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | | $0 |
| 22-00377 | 06/16/2023 | Claimant(s): James Gualandi Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Edward Jones Respondent Lawyers(s): Roger P. Meyers Arbitrator(s): Philip J. Glick, Jacqueline Stanley Lustig, Elizabeth Horne Hearing Site: Chicago, IL | Expungement | |
| 20-03286 | 06/24/2022 | Claimant(s): Mario Posillico Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Thomas M. McHugh Arbitrator(s): Will Murphy, Judith Jackson Chorlog, Isabelle Sherman Hearing Site: Boca Raton, FL | | Expungement |
| 20-02510 | 06/17/2022 | Claimant(s): Robert Ihrig, Susan Ihrig Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Djokic Hearing Site: Denver, CO | | $12,000 |
| 20-00009 | 04/14/2022 | Claimant(s): Janet Schmitz, John Schmitz Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Edward R. Niederriter, Will Murphy, Kevin A. Llinas Hearing Site: Boca Raton, FL | | Expungement |
| 20-00671 | 03/15/2022 | Claimant(s): Carl Glowacki Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Laura A. Kaster Hearing Site: Philadelphia, PA | | Dismissed by Rule 12504 |
| 21-01069 | 02/16/2022 | Claimant(s): Warren Gonzales Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | | Dismissed by Rule 12206 |
| 20-01763 | 11/19/2021 | Claimant(s): Stephen Frost Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko Hearing Site: Columbus, OH | | $0 |