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FINRA Awards for Kevin C. Coleman

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0042004/24/2024Claimant(s): Leonid Krimotat, Sima Bergelson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
Checkmark Icon$0
21-0104201/19/2024Claimant(s): Andrea Bollakis, Richard Molsby
Claimant Lawyers(s): Cameron D. Bordner
Respondent(s): Wells Fargo Clearing Services, Megan Phillips, Michael Garner, Theodore Rich, Thomas Metzger
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Carol Ann Jensen, Arocles Aguilar, Kevin C. Coleman
Hearing Site: Reno, NV
Checkmark Icon$0
22-0204407/27/2023Claimant(s): Matthew Roberson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
22-0084402/15/2023Claimant(s): Philip Wohl
Claimant Lawyers(s): Phil Wohl
Respondent(s): Ron Lissak, Catapult Advisors LLC
Respondent Lawyers(s): Ron Matthew Lissak
Arbitrator(s): Kevin C. Coleman, Wrally John Dutkiewicz, Jonathan Polland
Hearing Site: San Francisco, CA
20-0312806/03/2021Claimant(s): Donna Stevenson
Claimant Lawyers(s): David Monsour
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
20-0159302/02/2021Claimant(s): Richard Baer
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Lion Street Financial
Respondent Lawyers(s): John Burmeister
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
20-0159201/29/2021Claimant(s): Richard Baer
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): John Hancock Distributors LLC
Respondent Lawyers(s): William A. Gottlieb
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
18-0237903/12/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin Woods
Respondent(s): David Krikorian
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Philip Aaron Tymon, Kevin C. Coleman, Meredith F. Hoffman
Hearing Site: San Francisco, CA
17-0185802/11/2019Claimant(s): Virgil Threlkeld
Claimant Lawyers(s): Gordon C. Young
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
17-0153008/21/2018Claimant(s): Mel Trust
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Kathryn J. Toronto, William Michael Samsel, Kevin C. Coleman
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12504

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