| 20-03128 | 06/03/2021 | Claimant(s): Donna Stevenson
Claimant Lawyers(s): David Monsour
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
| | |
| 18-03155 | 02/03/2020 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Frederick B. Mueller, Charles Scott McClellan, Ian Stephen Birk
Hearing Site: Seattle, WA
| | |
| 18-04038 | 07/23/2019 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Cetera Advisors LLC., Pacific West Securities.
Respondent Lawyers(s): Jeremy Carr, Philip A. Pizelo
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
| | |
| 18-03928 | 07/19/2019 | Claimant(s): Jeffrey Sims
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer
Hearing Site: Seattle, WA
| | |
| 18-03152 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp
Hearing Site: Seattle, WA
| | |
| 18-03154 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Katherine Hendricks, Paul A. Maffeo, Ian Stephen Birk
Hearing Site: Seattle, WA
| | |
| 18-03156 | 05/29/2019 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Jeanne C. Stilwell, Katherine Hendricks, William J. Bender
Hearing Site: Seattle, WA
| | |
| 17-02858 | 05/04/2018 | Claimant(s): James Black
Claimant Lawyers(s): John A Bender
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
| | |
| 14-02156 | 12/09/2016 | Claimant(s): William Newcomer, NNN Parkway Corporate Plaza 4
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Jeffrey Sims, Mark McCloskey, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn June Ford, Jeffrey Scott Sims, Mark Thomas McCloskey, Philip A. Pizelo, Shanon L. Ford, Shanon Lane Ford
Arbitrator(s): John F. Cockburn, Melvyn Jay Simburg, Donald H. Mullins
Hearing Site: Seattle, WA
|  | Expungement |
| 13-01600 | 11/16/2016 | Claimant(s): Chakorn Phisuthikul, Marilyn Heinemann
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Philip Pizelo, William Swayne, Pacific West Securities., WMS Financial Planners.
Respondent Lawyers(s): John W. Stenson, Philip A. Pizelo, Philip Anthony Pizelo, William Madison Swayne
Arbitrator(s): Elwood C. Avery, Linda A. Cotton, Ann Sattler
Hearing Site: Seattle, WA
| | $1,199,900 |
