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FINRA Awards for Melvyn Jay Simburg

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0215612/09/2016Claimant(s): William Newcomer, NNN Parkway Corporate Plaza 4
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Jeffrey Sims, Mark McCloskey, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn June Ford, Jeffrey Scott Sims, Mark Thomas McCloskey, Philip A. Pizelo, Shanon L. Ford, Shanon Lane Ford
Arbitrator(s): John F. Cockburn, Melvyn Jay Simburg, Donald H. Mullins
Hearing Site: Seattle, WA
Checkmark IconExpungement
08-0317306/24/2010Claimant(s): Donald E. Miller and Maxine L. Miller
Claimant Lawyers(s): John A. Bender
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Higendorff
Arbitrator(s): William J. Bender, Melvyn Jay Simburg, Fredrick John Bahr
Hearing Site: Seattle, WA
Checkmark Icon$479,880
09-0155412/07/2009Claimant(s): Philip and Sara Linwick Comm. Property
Claimant Lawyers(s): Andrew J. Kinstler
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): David L. Young
Arbitrator(s): William W. Anderson, Melvyn Jay Simburg, Roy J. Moceri
Hearing Site: Seattle, WA
Checkmark Icon$40,225

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