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FINRA Awards for Donald H. Mullins

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0201503/17/2020Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): J. Scott Pritchard
Respondent(s): Karin Berkholtz
Respondent Lawyers(s): Karin Berkholtz
Arbitrator(s): Jonathan W. Kaiser, James F. Zotter, Donald H. Mullins
Hearing Site: Seattle, WA
Checkmark Icon$418,600
14-0215612/09/2016Claimant(s): William Newcomer, NNN Parkway Corporate Plaza 4
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Jeffrey Sims, Mark McCloskey, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn June Ford, Jeffrey Scott Sims, Mark Thomas McCloskey, Philip A. Pizelo, Shanon L. Ford, Shanon Lane Ford
Arbitrator(s): John F. Cockburn, Melvyn Jay Simburg, Donald H. Mullins
Hearing Site: Seattle, WA
Checkmark IconExpungement

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