| 14-02156 | 12/09/2016 | Claimant(s): William Newcomer, NNN Parkway Corporate Plaza 4
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Jeffrey Sims, Mark McCloskey, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn June Ford, Jeffrey Scott Sims, Mark Thomas McCloskey, Philip A. Pizelo, Shanon L. Ford, Shanon Lane Ford
Arbitrator(s): John F. Cockburn, Melvyn Jay Simburg, Donald H. Mullins
Hearing Site: Seattle, WA
|  | Expungement |
| 12-03718 | 05/28/2014 | Claimant(s): Marcia Baker
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Kenneth George
Respondent Lawyers(s): Joel Wright
Arbitrator(s): John F. Cockburn, Roy J. Moceri, Craig Charles Beles
Hearing Site: Seattle, WA
| | Expungement |
| 12-02896 | 01/14/2014 | Claimant(s): Dominick McGrath
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): John F. Cockburn, Judith A. Cochrane, Philip Aaron Tymon
Hearing Site: Helena, MT
| | Expungement |
| 10-02477 | 08/25/2011 | Claimant(s): Frank Griswold
Claimant Lawyers(s): Christopher J. Slottee
Respondent(s): John Jeffers, Burch & Company
Respondent Lawyers(s): Dennis J. Kelly
Arbitrator(s): John F. Cockburn, James A. Bishop, Roy J. Moceri
Hearing Site: Anchorage, AK
| | $350,000 |
| 06-01149 | 11/26/2007 | Claimant(s): Quinault Indian Nation
Claimant Lawyers(s): Carl J. Carlson
Respondent(s): Keybanc Capital Markets Inc., David Hohimer, Michelle Hansen
Respondent Lawyers(s): Rudy Englund, Shannon L. McDougald
Arbitrator(s): Michael W. Reinhardt, John F. Cockburn, Laurie E. Law
Hearing Site: Seattle, WA
| | $391,766 |
