| 22-02803 | 07/03/2023 | Claimant(s): Craig Johnson
Claimant Lawyers(s): Christopher G. Lazarini
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Anchorage, AK
| | |
| 21-01701 | 06/27/2022 | Claimant(s): Chiaki Kumazawa
Claimant Lawyers(s): Samuel Edwards
Respondent(s): Bancwest Investment Services.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert M Stein, Daniel M. Yamshon, Paul E. Dahlman
Hearing Site: Anchorage, AK
|  | Dismissed by Rule 12206 |
| 20-02923 | 04/12/2021 | Claimant(s): Peter Vanflein
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
| | |
| 20-02169 | 11/09/2020 | Claimant(s): Vonna Husby
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Ameriprise Financial Services, Raymond James Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier, Kevin M. Cuddy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Anchorage, AK
| | |
| 20-01050 | 11/06/2020 | Claimant(s): Victor Wickwire
Claimant Lawyers(s): Thomas R Wickwire
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
| | $22,929 |
| 19-02754 | 06/18/2020 | Claimant(s): Richard Bollard
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Blumer, First Standard Financial Company LLC
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
| | $120 |
| 17-01821 | 03/15/2018 | Claimant(s): Ryan Callaway
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Philip E. Cutler
Hearing Site: Anchorage, AK
| | |
| 10-02477 | 08/25/2011 | Claimant(s): Frank Griswold
Claimant Lawyers(s): Christopher J. Slottee
Respondent(s): John Jeffers, Burch & Company
Respondent Lawyers(s): Dennis J. Kelly
Arbitrator(s): John F. Cockburn, James A. Bishop, Roy J. Moceri
Hearing Site: Anchorage, AK
| | $350,000 |
| 09-02143 | 03/25/2011 | Claimant(s): Karen Rey
Claimant Lawyers(s): William M. Bankston
Respondent(s): Wedbush Securities Inc., Thomas Packer
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Robert M. Stein, Michael R.E. Sanders, James K. Barbee
Hearing Site: Anchorage, AK
| | $228,670 |
| 09-04331 | 09/28/2010 | Claimant(s): Helen Oathout, Joan Burdick, Peggy Armstrong
Claimant Lawyers(s): William Bankston
Respondent(s): Charles Schwab & Co.., Charles Schwab Corporation, Charles Schwab Financial Services Group, Charles Schwab Investment Management, In, Schwab Investments.
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Alexander H. Slivka, William J. Bender, Nancy J. Highness
Hearing Site: Anchorage, AK
| | $75,000 |
