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FINRA Awards for Anchorage, AK

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0159310/14/2024Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Krista Stamper
Respondent Lawyers(s): Krista Ann Stamper
Arbitrator(s): Herbert Liberman, Daniel M. Yamshon, Richard L. Warner
Hearing Site: Anchorage, AK
22-0280307/03/2023Claimant(s): Craig Johnson
Claimant Lawyers(s): Christopher G. Lazarini
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Anchorage, AK
21-0170106/27/2022Claimant(s): Chiaki Kumazawa
Claimant Lawyers(s): Samuel Edwards
Respondent(s): Bancwest Investment Services.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert M Stein, Daniel M. Yamshon, Paul E. Dahlman
Hearing Site: Anchorage, AK
Checkmark IconDismissed by Rule 12206
20-0292304/12/2021Claimant(s): Peter Vanflein
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
20-0216911/09/2020Claimant(s): Vonna Husby
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Ameriprise Financial Services, Raymond James Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier, Kevin M. Cuddy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Anchorage, AK
20-0105011/06/2020Claimant(s): Victor Wickwire
Claimant Lawyers(s): Thomas R Wickwire
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
Checkmark Icon$22,929
19-0275406/18/2020Claimant(s): Richard Bollard
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Blumer, First Standard Financial Company LLC
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Anchorage, AK
Checkmark Icon$120
17-0182103/15/2018Claimant(s): Ryan Callaway
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Philip E. Cutler
Hearing Site: Anchorage, AK
10-0247708/25/2011Claimant(s): Frank Griswold
Claimant Lawyers(s): Christopher J. Slottee
Respondent(s): John Jeffers, Burch & Company
Respondent Lawyers(s): Dennis J. Kelly
Arbitrator(s): John F. Cockburn, James A. Bishop, Roy J. Moceri
Hearing Site: Anchorage, AK
Checkmark Icon$350,000
09-0214303/25/2011Claimant(s): Karen Rey
Claimant Lawyers(s): William M. Bankston
Respondent(s): Wedbush Securities Inc., Thomas Packer
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Robert M. Stein, Michael R.E. Sanders, James K. Barbee
Hearing Site: Anchorage, AK
Checkmark Icon$228,670

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