| 20-02929 | 10/05/2021 | Claimant(s): Thomas Brough
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
| | |
| 20-02120 | 12/01/2020 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles B LaChaussee
Respondent(s): Brian Matz
Respondent Lawyers(s): Brian Joathan Matz
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 19-03345 | 11/13/2020 | Claimant(s): Scott Krelle
Claimant Lawyers(s): Scott Krelle
Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang
Hearing Site: Los Angeles, CA
|  | Dismissed |
| 19-02404 | 03/19/2020 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Arthur Hoffman
Respondent Lawyers(s): Arthur Stewart Hoffman
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
| | |
| 19-00549 | 06/13/2019 | Claimant(s): William Kearney
Claimant Lawyers(s): David I. Hantman
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | |
| 16-00914 | 02/20/2019 | Claimant(s): Trenchant Funds USA LLC
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 16-01192 | 12/04/2018 | Claimant(s): Stella Bi
Claimant Lawyers(s): Mia Munro
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew Klafter
Arbitrator(s): Alan Stamm, Elliott D. Finkel, Cherie S. Lewis
Hearing Site: Los Angeles, CA
| | |
| 17-02874 | 11/29/2018 | Claimant(s): ODS Capital LLC
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Mark C. Perry, Sidney Turner, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
| | $36,869 |
| 17-03385 | 11/06/2018 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Leandro Palencia
Respondent(s): Mark Riley
Respondent Lawyers(s): Mark Christopher Riley
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
| | |
| 18-00316 | 07/25/2018 | Claimant(s): Jaye Oppedahl
Claimant Lawyers(s): Jaye Clifford Oppedahl
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): David J. Anderson, Mark S. Priver, Kenneth Charles Vislocky
Hearing Site: Los Angeles, CA
| | |
