| 22-02441 | 05/03/2024 | Claimant(s): Nicole Maisner
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Benjamin F. Breslauer, Aurelio A. Garcia, Carmen Theresa Herrera
Hearing Site: Los Angeles, CA
|  | Expungement |
| 19-03701 | 08/02/2022 | Claimant(s): John Sanders
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Jamie Bennett, Silber Bennett Financial.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Sandra L. Malek, Aurelio A. Garcia, David Owen Berry
Hearing Site: Los Angeles, CA
| | |
| 19-01560 | 01/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Shelburne
Respondent Lawyers(s): James Christopher Shelburne
Arbitrator(s): Barton J. Brewer, Kendall C. Reed, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
| | |
| 19-03345 | 11/13/2020 | Claimant(s): Scott Krelle
Claimant Lawyers(s): Scott Krelle
Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang
Hearing Site: Los Angeles, CA
| | Dismissed |
| 17-01267 | 02/20/2020 | Claimant(s): Jenny Resnick, Robert Resnick
Claimant Lawyers(s): Marc I Zussman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00230 | 09/28/2018 | Claimant(s): Elide Corporation
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): Robert B. Hansohn, Robert E. Jenks, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02492 | 03/10/2015 | Claimant(s): Chung Chang
Claimant Lawyers(s): Chung Young Chang
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Christine A. Page, Ralph B. Perry, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
| | $0 |
