| 19-01588 | 12/01/2021 | Claimant(s): Lisa Wavro
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Stanley, Kevin Welsh
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Robert H. Putnam, Mauricio Arcadier, William Finley Hamel
Hearing Site: Columbia, SC
|  | Expungement |
| 17-01267 | 02/20/2020 | Claimant(s): Jenny Resnick, Robert Resnick
Claimant Lawyers(s): Marc I Zussman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00411 | 11/14/2019 | Claimant(s): Robert Rose
Claimant Lawyers(s): Frances Menzer
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 19-00412 | 10/23/2019 | Claimant(s): Robert Rose
Claimant Lawyers(s): Frances Menzer
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Michael E. Rohde
Hearing Site: San Diego, CA
| | |
| 18-00818 | 06/03/2019 | Claimant(s): John Baker
Claimant Lawyers(s): David Liebrader
Respondent(s): Morgan Stanley, Peter Lewis
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Larry Edmonson, Anita Rae Shapiro, Douglas B. Harris
Hearing Site: Las Vegas, NV
| | Expungement |
| 18-00112 | 04/24/2019 | Claimant(s): Jeffrey Cox, Samuel Garrido
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Christine L. Stetson, Maryanne M. Esser, Shannon Lyn Mays
Hearing Site: Houston, TX
| | Expungement |
| 17-01985 | 12/21/2018 | Claimant(s): Sally Reagan
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Morgan Stanley, Ganesh Iyer
Respondent Lawyers(s): Crystal Robles, Nicholas N. George
Arbitrator(s): Daniel J. Pagnano, Christine L. Stetson, Maryanne M. Esser
Hearing Site: Houston, TX
| | $54,954 |
| 16-01588 | 07/09/2018 | Claimant(s): Elliot Gallin SS 401K Plan
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $0 |
| 16-03171 | 03/29/2018 | Claimant(s): Carol S. Warman, IRA, Paul Warman, Warman Revocable Trust dated 10-09-98
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Morgan Stanley, George Manska, Lynda Schultz
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Larry Edmonson, A. Joel Klein, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | Expungement |
