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FINRA Awards for Nelson S. Ebaugh

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0123202/02/2021Claimant(s): Monte G'Sell, Monte Land G'Sell Revocable Living Trust
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Thomas Badgett, TradingBlock
Respondent Lawyers(s): Martin Schexnayder
Arbitrator(s): Sherry R. Wetsch, Maryanne M. Esser, Thomas Deon Warner
Hearing Site: Houston, TX
Checkmark Icon$147,642
17-0198512/21/2018Claimant(s): Sally Reagan
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Morgan Stanley, Ganesh Iyer
Respondent Lawyers(s): Crystal Robles, Nicholas N. George
Arbitrator(s): Daniel J. Pagnano, Christine L. Stetson, Maryanne M. Esser
Hearing Site: Houston, TX
Checkmark Icon$54,954
14-0079304/01/2015Claimant(s): Armin Jezari
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$0
11-0227311/08/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Charles Cooper
Respondent Lawyers(s): Nelson S. Ebaugh
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
08-0393110/06/2009Claimant(s): Edie Dooley
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Wachovia Securities, Justin McLaughlin
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Steven M. Greenbaum, Lawrence S. Silver, Will Murphy
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0

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