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FINRA Awards for Charles Cooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0227311/08/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Charles Cooper
Respondent Lawyers(s): Nelson S. Ebaugh
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX

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