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FINRA Awards for William R. Jonson

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0306907/05/2018Claimant(s): Eli Garza
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Mark Plummer, Texas E&P Partners.
Respondent Lawyers(s): Mark Allan Plummer, Mark Plummer
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$1,521,300
16-0344803/01/2018Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Vincent Canzoneri
Respondent Lawyers(s): Vincent Canzoneri
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
15-0111905/19/2016Claimant(s): Joseph Rothbauer
Claimant Lawyers(s): Ryan Cook
Respondent(s): Hector Perez
Respondent Lawyers(s): Hector Perez
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$120,148
11-0227311/08/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Charles Cooper
Respondent Lawyers(s): Nelson S. Ebaugh
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
10-0382901/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Peggy Stavinoha
Respondent Lawyers(s): Reagan D. Pratt
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
11-0327408/30/2011Claimant(s): M. Gillespie
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): David Herzog
Respondent Lawyers(s): Daniel H. Wannamaker
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$257,296
08-0245703/09/2010Claimant(s): Estate of Juan Roberto Brittingham-McLea
Claimant Lawyers(s): Lance H. "Luke" Beshara
Respondent(s): Gerardo Chapa, Ricardo Perusquia, Robert Benjamin, Global Financial Services, L.L.C.
Respondent Lawyers(s): Adam P. Schiffer, Bruce M. Bettigole
Arbitrator(s): Martha Failing, Charles E. Martin, William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$370,000
06-0203308/15/2007Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eduardo Tejada
Respondent Lawyers(s): Eduardo M. Tejada
Arbitrator(s): George A. Sellnau, William R. Jonson, Edmund Herbert Hecht
Hearing Site: Houston, TX

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