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FINRA Awards for Martha Failing

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0245703/09/2010Claimant(s): Estate of Juan Roberto Brittingham-McLea
Claimant Lawyers(s): Lance H. "Luke" Beshara
Respondent(s): Gerardo Chapa, Ricardo Perusquia, Robert Benjamin, Global Financial Services, L.L.C.
Respondent Lawyers(s): Adam P. Schiffer, Bruce M. Bettigole
Arbitrator(s): Martha Failing, Charles E. Martin, William R. Jonson
Hearing Site: Houston, TX
Checkmark Icon$370,000
07-0095105/29/2008Claimant(s): Douglas Habryl
Claimant Lawyers(s): Jeffrey R. Singer
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): James G. Cooper, Martha Failing, James P. Hoefling
Hearing Site: Houston, TX

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