| 23-01770 | 09/16/2024 | Claimant(s): Anne Connell-Freund
Claimant Lawyers(s): Jason T. Albin
Respondent(s): Derek Crihfield, Ameriprise Financial Services
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Lynn Hirschfeld Brahin, Robert M Lustig, Adeladi Williams
Hearing Site: Cleveland, OH
|  | $0 |
| 19-03217 | 08/13/2024 | Claimant(s): Narinder Gupta, Suman Gupta
Claimant Lawyers(s): Narinder Gupta, Suman D. Gupta
Respondent(s): Ameriprise Financial Services, Michael Hannon
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Lynne R. Stern, Karen Roberts Washington, Genevieve Anderson
Hearing Site: New Orleans, LA
| | Expungement |
| 21-02086 | 05/07/2024 | Claimant(s): Gerry Reardon
Claimant Lawyers(s): Robert Loventhal
Respondent(s): Glen Dowden, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton, William A. Haddad
Arbitrator(s): Howard N. Gorney, Stewart John Smith
Hearing Site: Boston, MA
| | Expungement |
| 22-02263 | 10/25/2023 | Claimant(s): Loretta Bynum
Claimant Lawyers(s): Courtney Werning
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | $125,000 |
| 22-00748 | 07/21/2023 | Claimant(s): Myles Terry
Claimant Lawyers(s): Myles Edward Terry
Respondent(s): Carla Backus, Ameriprise Financial Services.
Respondent Lawyers(s): Corye Backus, Edward A. Walton
Arbitrator(s): Leah Murray Albert, Teresa A. Dunn, Brian James Tagtmeier
Hearing Site: Little Rock, AR
| | $0 |
| 19-01096 | 06/30/2022 | Claimant(s): Timothy Satre
Claimant Lawyers(s): Mark C. Sparks
Respondent(s): David Dick, David Wilson, Ameriprise Financial Services
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Ronald L. Mullins, Robert C. Rice, David Aaron DeSoto
Hearing Site: Houston, TX
| | |
| 19-03014 | 12/22/2021 | Claimant(s): Nuha Rukieh
Claimant Lawyers(s): Dennis Murray
Respondent(s): Andrey Ilyasov, Ameriprise Financial Services
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue, Sandra Jo Baumchen, Sheldon Jacob Stark
Hearing Site: Detroit, MI
| | $0 |
| 20-01547 | 07/20/2021 | Claimant(s): Ameriprise Financial Services, American Enterprise Investment Services
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Mariam Silverman, M Silverman Living Trust dated 12/5/18
Respondent Lawyers(s): Jeffrey Kaplan
Arbitrator(s): David P. Slater, Richard J. Kaplan, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
| | $0 |
| 19-03155 | 05/19/2020 | Claimant(s): Matthew Rotella
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
| | |
| 19-02682 | 03/27/2020 | Claimant(s): William O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
