22-02263 | 10/25/2023 | Claimant(s): Loretta Bynum Claimant Lawyers(s): Courtney Werning Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Robert J. Scafuri, Barry Goldman, Mark Gregory Brackon Hearing Site: Detroit, MI
| | $125,000 |
22-01609 | 12/06/2022 | Claimant(s): The Hermes Family Trust Claimant Lawyers(s): Courtney Werning Respondent(s): Gregory Fockler, Royal Alliance Associates. Respondent Lawyers(s): Gregory Curley Arbitrator(s): Robert J. Scafuri Hearing Site: Cleveland, OH
| | $10,600 |
22-00169 | 10/24/2022 | Claimant(s): David Gray Claimant Lawyers(s): Courtney Werning Respondent(s): Triad Advisors LLC Respondent Lawyers(s): James A. McGovern Arbitrator(s): Richard R. Logsdon, Meeta Alberta Bass, Karen Santiago Hearing Site: Jacksonville, FL
| | Dismissed by Rule 12206 |
19-03721 | 08/13/2021 | Claimant(s): Michael Rosenberg Claimant Lawyers(s): Courtney Werning Respondent(s): Hightower Securities Respondent Lawyers(s): David C. Peet Arbitrator(s): Anthony Michael Sabino, Terrance J. Nolan, Edmund Timothy Donovan Hearing Site: New York, NY
| | $163,201 |
19-03728 | 07/19/2021 | Claimant(s): Ashraf Banoub Trust DTD 3/16/16 Claimant Lawyers(s): Courtney Werning Respondent(s): McDonald Partners LLC Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Robert J. Scafuri, Richard S. Hines, David Arnold Hearing Site: Cleveland, OH
| | Expungement |